The U.S. Financial Industry Regulatory Authority (FINRA) and major exchanges have fined Credit Suisse's U.S.-based securities business $6.5 million for supervisory failings, FINRA said late on Monday.
from Reuters: Business News https://ift.tt/2s7iB5y
Tuesday, December 24, 2019
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» Credit Suisse hit with $6.5 million U.S. fine for supervisory lapses
Credit Suisse hit with $6.5 million U.S. fine for supervisory lapses
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Economist and broadcaster who controversially became the UK ambassador to Washington and launched TV-am. from BBC News https://ift.tt/cwNI...
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