Wells Fargo Advisors to pay $5M over improper investment sales: SEC
The SEC said the firm “improperly” encouraged retail customers to trade certain securities in a way that generated large returns for the bank.
Tuesday, June 26, 2018
Wells Fargo Advisors to pay $5M over improper investment sales: SEC
Wells Fargo Advisors to pay $5M over improper investment sales: SEC
The SEC said the firm “improperly” encouraged retail customers to trade certain securities in a way that generated large returns for the bank.
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